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Securities offering
Results: 1624

#	Item
971	Microsoft Word - Gendarme complaint - final.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-06 14:30:31 Corporate finance Finance Equity securities United States securities law United States Securities and Exchange Commission Securities Act Initial public offering Gendarme Stock Financial economics Stock market Investment
972	S m a l l B u s i n e s s Ad v i s o r y : Crowdfunding On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups (JOBS) Act, a series of legislative provisions intended to facilitate capital Add to Reading List Source URL: www.ofi.la.gov Language: English - Date: 2013-12-02 15:31:40 Crowd funding Investment Financial services Securities offering U.S. Securities and Exchange Commission Securities regulation in the United States Financial adviser Venture capital Broker-dealer Financial economics Finance Business
973	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]July 1, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-01 19:26:02 United States Securities and Exchange Commission United States securities law Corporate finance Business 73rd United States Congress Initial public offering NASDAQ Securities Exchange Act Trading halt Stock market Financial economics Investment
974	t+ , UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA , r- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-06 17:47:52 Security U.S. Securities and Exchange Commission Business Economics Stock market Corporate finance Initial public offering
975	Microsoft Word - CSA re[removed]doc Add to Reading List Source URL: www.piacweb.org Language: English - Date: 2011-11-15 11:24:41 Investment Securities Canadian law Canadian securities regulation Initial public offering Prospectus Securities Commission Canadian Securities Administrators SEC filings Stock market Financial economics Finance
976	Microsoft Word - SEC ConceptRelease Disclosure SST-PositionEALIC20080121-Final.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-22 10:09:24 Stock market New Deal agencies Christopher Cox U.S. Securities and Exchange Commission Definitions of terrorism Institutional investor Initial public offering International association without lucrative purpose Law Financial economics Investment Terrorism
977	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 6, 2014 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-06 17:05:12 Finance Corporate finance Financial services Collective investment schemes Initial public offering Short Security Stock exchange Stock Financial economics Investment Stock market
978	Joseph M. Sullvan June 13, 2011. Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-20 09:16:18 73rd United States Congress Business Financial economics Finance Securities Exchange Act Security Securities Act Initial public offering U.S. Securities and Exchange Commission United States Securities and Exchange Commission Stock market United States securities law
979	Comment letter on File No. s7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-13 13:22:31 Financial markets Soft dollar Financial services Short U.S. Securities and Exchange Commission Initial public offering Securities Commission Brokerage firm Prime brokerage Finance Financial economics Business
980	Complaint Against Edward M. Laborio et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-13 09:51:06 Financial services United States securities law Stock market Collective investment schemes Hedge fund Securities offering Securities Act Investment Company Act U.S. Securities and Exchange Commission Financial economics Investment Finance

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